Stay Within Rule 701 Limits Before Every Grant
Slice checks your equity grants against the Rule 701 exemption limits on every board approval, so you know where you stand before your next grant.
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Companies Grant Equity Without Securities Surprises on Slice
THREE-TEST TRACKING
See Your Position Against All Three Rule 701 Limits
In any 12-month period, Rule 701 caps sales at the greatest of $1 million, 15% of total assets, or 15% of outstanding securities. Slice calculates all three on a rolling basis, counting grants to US residents, and shows which limit gives you the most room.
BOARD APPROVAL CHECKS
Check Every Board Approval Before It Goes Out
Slice runs the Rule 701 check on every board approval and tells you whether the exemption is intact, the $10M disclosure threshold is crossed, or the limits are exceeded. If data like total assets or a current 409A is missing, Slice tells you what to add.
$10M DISCLOSURE THRESHOLD
Track Your Running Total Toward Enhanced Disclosure
Once sales pass $10 million in a 12-month period, recipients must receive additional disclosures, including a plan summary, risk factors, and recent financial statements. Slice tracks your running total so the threshold never catches you off guard.
ACCREDITED INVESTORS & REPORTS
Track Accredited Investors and Share Your Position With Counsel
Stakeholders confirm their accredited investor status in the Slice stakeholder app, and Slice leaves them out of your Rule 701 count automatically. Run the US Rule 701 Report for any date, include pending grants to see the impact of your next board approval, and export the detail to Excel for your securities counsel.
OTHER FEATURES
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